TR
Tammi R. Reinders
CENTAURUS FINANCIAL
Los Alamitos, CA 90720
Some features on this profile are disabled
CRD#: 2393134
TR
Professional summary
Tammi Rae Reinders, who also goes by Tammi Rae Alexander, Tammi R Winch, Tammi Rae Winch, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Los Alamitos, California.
Tammi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Tammi has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tammi Rae Alexander | Tammi R Winch | Tammi Rae Winch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Reinders Tax, non-investment related, 10421 Los Alamitos Blvd., Los Alamitos, CA 90720, tax preparation, RTP, co-owner, since 9/15/2013, devoted time is 40 hours a month, answer phones, enter tax information and print returns.
2. TMJ Financial, non-investment related, 10421 Los Alamitos Blvd., Los Alamitos, CA 90720, DBA for branding purposes only, owner, since 11/1/2001.
3. TMJ Properties, non-investment related, Huntington Beach, CA 92648, rental property, since 8/1/2013, renew lease and rent home when it becomes vacant.
4. Norwex, non-investment related, Huntington Beach, CA 92648, sell cleaning products, consultant, since 8/1/2018, devoted time is 5 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Tammi Rae Reinders's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tammi Rae Reinders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3433 Cerritos Avenue, Los Alamitos, CA 90720RIA
BD
CRD#: 30833
Los Alamitos, CA
Current
June 19, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3433 Cerritos Avenue, Los Alamitos, CA 90720RIA
BD
CRD#: 30833
Los Alamitos, CA
Past
March 14, 2019 - December 31, 2019
COORDINATED CAPITAL SECURITIES, INC.
RIA
CRD#: 14762
LOS ALAMITOS, CA
Past
June 14, 1999 - September 20, 2017
COORDINATED CAPITAL SECURITIES, INC.
RIA
CRD#: 14762
LOS ALAMITOS, CA
Past
June 13, 1999 - June 18, 2020
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
LOS ALAMITOS, CA
Past
April 6, 1998 - April 5, 1999
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
MADISON, WI
Past
November 5, 1996 - September 16, 1997
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
June 17, 1996 - November 19, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
December 20, 1995 - May 1, 1996
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/19/2020)
IAR
California(1/4/2021)
RR
Wisconsin(6/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
