Barrie S. Nienstedt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrie Sue Nienstedt, CFP®, who also goes by Barrie Sue Cunningham, Barrie Cunningham, Barrie Sue Nienstedt, was a registered financial professional .
Barrie is a previously registered financial professional and started their career in finance in 1993. Barrie had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
June 21, 2024 - March 27, 2025
EMPOWER FINANCIAL SERVICES, INC.
May 31, 2022 - August 30, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
May 6, 2022 - August 30, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 2020 - September 29, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 8, 2009 - November 10, 2016
RBC CAPITAL MARKETS, LLC
May 8, 2009 - November 10, 2016
RBC CAPITAL MARKETS, LLC
August 15, 2003 - May 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 15, 2003 - May 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 22, 2002 - August 19, 2003
UMB FINANCIAL SERVICES, INC.
September 13, 1993 - August 19, 2003
UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
EMPOWER FINANCIAL SERVICES, INC.
Financial AdvisorCRD#: 13109TRUST BUT VERIFY
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