Julian F. Harwell

SOLOMON INVESTMENTS & FINANCIAL PLANNING

Cumming, GA

Some features on this profile are disabled

CRD#: 239264

Professional summary

Julian Franklin Harwell is a registered financial advisor currently at SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC located in Cumming, Georgia.

Julian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Julian has worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JFH FINANCIAL SOLUTIONS, INC. 3535 Townley Lane Cumming GA 30040, MARKETING OF ALL LINES OF LIFE INSURANCE, DISABILITY, LTC - NON QUALIFIED RETIREMENT PLANNING, SUB S CORP, OWNER OF BUSINESS SINCE 01-01-1991, 30 HOURS A WEEK; KIMBERLY CHANCE ATKINS FOUNDATION, BREAST CANCER FOUNDATION TO HELP WOMEN, P. O. BOX 1289, CONYERS, GA 30012, SIT ON BOARD OF DIRECTORS, AVERAGE 3 HOURS A MONTH 02-01-2009 TO PRESENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Franklin Harwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2021 - Present

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

RIA

CRD#: 288867

Cumming, GA

Past

August 2, 2018 - December 31, 2020

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

RIA

CRD#: 288867

MACON, GA

Past

January 2, 2018 - December 31, 2018

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

CONYERS, GA

Past

September 24, 2009 - December 31, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

CONYERS, GA

Past

June 28, 2005 - December 31, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

CONYERS, GA

Past

January 5, 1999 - May 27, 2005

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

February 3, 1998 - December 1, 1998

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 6, 1997 - June 2, 1997

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

September 7, 1994 - December 31, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

July 9, 1992 - July 21, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

February 11, 1982 - July 21, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 22, 1972 - February 26, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 8/16/1972

Registered Representative Examination

Current Firm

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

CRD#: 288867 / SEC#:

Georgia

Registered Investment Advisory firm - (1/25/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1207 Clairmont Place, Macon, GA 31204

Mailing Address

Phone number

(478) 477-7643

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julian F. Harwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Franklin Harwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

DOMINION INVESTOR SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

L.M. KOHN & COMPANY

WALNUT STREET SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/1983

SIE

Date: 10/1/2018

Series 1

Date: 8/16/1972

Current Firm

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLOMON INVESTMENTS & FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors