EM
Edwin C. Mcclure
INDEPENDENT FINANCIAL GROUP
Carlsbad, CA 92011
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CRD#: 2392527
EM
Professional summary
Edwin Courtney Mcclure III, CFP® is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Carlsbad, California.
Edwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Edwin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2013 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: CA INSURANCE AGENT OFFERING THE SALE OF LIFE, HEALTH, UNIVERSAL LIFE, DISABILITY INSURANCE AND LTC SINCE 2013. NON-INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) RENTAL PROPERTY POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2015 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: 100% OWNER OF TWO SUB-LEASED OFFICE SPACES. RENTERS DO NOT WORK IN OR ARE AFFILIATED WITH THE SECURITIES INDUSTRY. (3) MCCLURE WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 150 START DATE: 07/01/2015 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION:100% OWNER OF DBA MCCLURE WEALTH MANAGEMENT FOR MARKETING PURPOSES. (4) PROJECT BLU, INC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2022 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Edwin Courtney Mcclure III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edwin Courtney Mcclure III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 7, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 701 Palomar Airport Road Suite 125, Carlsbad, CA 92011RIA
BD
CRD#: 7717
Carlsbad, CA
Current
July 7, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 701 Palomar Airport Road Suite 125, Carlsbad, CA 92011RIA
BD
CRD#: 7717
Carlsbad, CA
Past
August 8, 2003 - July 22, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CARLSBAD, CA
Past
August 8, 2003 - July 22, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CARLSBAD, CA
Past
March 23, 2002 - September 3, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
ENCINITAS, CA
Past
March 15, 2002 - September 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
March 15, 2002 - September 3, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
September 29, 1997 - March 7, 2002
WFP SECURITIES
BD
CRD#: 35098
SAN DIEGO, CA
Past
November 14, 1995 - October 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
August 12, 1994 - August 8, 1995
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
September 8, 1993 - August 2, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2016)
RR
California(7/7/2015)
IAR
California(7/8/2015)
RR
Colorado(6/25/2020)
RR
Florida(7/7/2015)
RR
Idaho(10/16/2018)
RR
Illinois(11/5/2015)
RR
Maryland(12/8/2022)
RR
Montana(7/7/2015)
RR
North Carolina(7/7/2015)
RR
Oklahoma(7/7/2015)
RR
Pennsylvania(10/24/2024)
RR
Texas(7/7/2015)
IAR
Texas(7/7/2015)
RR
Utah(9/10/2025)
RR
Washington(7/7/2015)
RR
Wisconsin(7/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
