Hisham S. Barghout
Professional summary
Hisham Samir Barghout, who also goes by Hisham Barghout, is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in New York, New York.
Hisham is registered as a RR (Registered Representative) and started their career in finance in 1994. Hisham has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hisham Samir Barghout's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2014 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: One Manhattan West, New York, NY 10001July 29, 2009 - December 17, 2013
OPPENHEIMER & CO. INC.
October 25, 2004 - May 1, 2009
JEFFERIES LLC
January 30, 1997 - November 12, 2002
CIBC WORLD MARKETS CORP.
March 28, 1994 - June 7, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2022)
(4/9/2020)
(1/27/2014)
(10/26/2022)
(10/1/2014)
(2/19/2014)
(1/28/2014)
(10/28/2022)
(1/24/2014)
(10/26/2022)
(9/30/2014)
(10/27/2022)
(10/27/2022)
(1/27/2014)
(10/1/2014)
(1/27/2014)
(10/27/2022)
(1/29/2014)
(10/26/2022)
(4/20/2020)
(12/3/2019)
(2/21/2014)
(1/15/2014)
(6/26/2017)
(1/24/2014)
(1/5/2016)
(1/27/2014)
(10/28/2022)
(1/31/2014)
(1/5/2016)
(1/27/2014)
(10/1/2014)
(2/24/2014)
(2/21/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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