Lisa M. Buono

GIRARD PARTNERS LTD.

KING OF PRUSSIA, PA 19406

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CRD#: 2392261

Professional summary

Lisa Marie Buono, who also goes by Lisa M Biggs, Lisa Marie Biggs, Lisa Marie Colon, is a registered financial advisor currently at GIRARD PARTNERS LTD. located in King Of Prussia, Pennsylvania and GIRARD INVESTMENT SERVICES, LLC located in King Of Prussia, Pennsylvania.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lisa has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa M Biggs | Lisa Marie Biggs | Lisa Marie Colon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Buono's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2011 - Present

GIRARD PARTNERS LTD.

Office #1: 555 Croton Road Suite 210, King Of Prussia, PA 19406

RIA

CRD#: 39163

KING OF PRUSSIA, PA

Current

July 21, 2014 - Present

GIRARD INVESTMENT SERVICES, LLC

Office #1: 555 Croton Road Suite 210, King Of Prussia, PA 19406

CRD#: 1834

King Of Prussia, PA

Past

July 21, 2014 - March 27, 2015

GIRARD INVESTMENT SERVICES, LLC

RIA

CRD#: 1834

KING OF PRUSSIA, PA

Past

May 4, 2011 - August 19, 2014

GIRARD CAPITAL, LLC

CRD#: 151194

KING OF PRUSSIA, PA

Past

June 12, 2009 - July 20, 2009

CAMELOT INVESTMENT ADVISERS, LTD.

CRD#: 42310

WAYNE, PA

Past

April 22, 2003 - June 18, 2007

CAMELOT INVESTMENT ADVISERS, LTD.

CRD#: 42310

WAYNE, PA

Past

December 11, 2000 - October 23, 2002

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

July 20, 2000 - October 23, 2002

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

February 2, 2000 - December 31, 2000

NAVAID FINANCIAL SERVICES, INC.

CRD#: 42607

HADDONFIELD, NJ

Past

October 22, 1999 - January 2, 2001

PROVIDENT DISTRIBUTORS, INC.

CRD#: 35174

KING OF PRUSSIA, PA

Past

October 22, 1999 - October 23, 2002

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682

PORTLAND, ME

Past

October 22, 1999 - October 23, 2002

NORTHERN FUNDS DISTRIBUTORS, LLC

CRD#: 45943

PORTLAND, ME

Past

October 21, 1999 - October 23, 2002

BLACKROCK DISTRIBUTORS, INC

CRD#: 39636

KING OF PRUSSIA, PA

Past

April 2, 1999 - October 2, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

November 11, 1996 - March 19, 1999

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

January 11, 1996 - January 15, 1997

BLACKROCK DISTRIBUTORS, INC

CRD#: 39636

KING OF PRUSSIA, PA

Past

January 14, 1994 - December 31, 1996

PROVIDENT DISTRIBUTORS, INC.

CRD#: 35174

KING OF PRUSSIA, PA

Past

November 10, 1993 - January 28, 1994

INVESTEC INC.

CRD#: 18553

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(8/26/2011)

Pennsylvania
(7/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 3/30/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/18/1994

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

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Contact information

Main Address

555 Croton Road Suite 210, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 337-7640

Established

Pennsylvania since 03/09/1995

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
NORRIS, KEVIN BRIAN	PRESIDENT, CHIEF COMPLIANCE OFFICER & CHEIF INVESTMENT OFFICER	2498441
SEIDEL, RICHARD BASCOM	CHAIRMAN	1232224
CROSSETT, THOMAS J	VICE PRESIDENT SALES & MARKETING	3223221

Regulatory assets under management

Total Number of Accounts	4,636
AUM (Assets Under Management)	$ 2,652,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa M. Buono

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Buono's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIRARD INVESTMENT SERVICES, LLC

GIRARD INVESTMENT SERVICES, LLC

GIRARD CAPITAL, LLC

CAMELOT INVESTMENT ADVISERS, LTD.

CAMELOT INVESTMENT ADVISERS, LTD.

FORESIDE FUNDS DISTRIBUTORS LLC

STERLING CAPITAL DISTRIBUTORS, LLC

NAVAID FINANCIAL SERVICES, INC.

PROVIDENT DISTRIBUTORS, INC.

MGI FUNDS DISTRIBUTORS, LLC

NORTHERN FUNDS DISTRIBUTORS, LLC

BLACKROCK DISTRIBUTORS, INC

ING FUNDS DISTRIBUTOR, INC.

BLACKROCK INVESTMENTS, LLC

BLACKROCK DISTRIBUTORS, INC

PROVIDENT DISTRIBUTORS, INC.

INVESTEC INC.

Primary Firm SEC Registration

GIRARD PARTNERS LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2011

Series 63

Date: 11/19/1993

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 53

Date: 3/30/1995

Series 27

Date: 2/18/1994

Series 24

Date: 11/5/1993

FINRA

Current Firm

GIRARD PARTNERS LTD.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

GIRARD PARTNERS LTD.

TRUST BUT VERIFY

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