Ryan T. Hauldren
Professional summary
Ryan Thomas Hauldren is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in Sorrento, Maine.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2011. Ryan has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Thomas Hauldren's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2019 - Present
SUMMIT SECURITIES GROUP LLC
January 19, 2018 - July 31, 2019
CMZ TRADING, LLC
October 10, 2012 - January 18, 2018
SUMMIT SECURITIES GROUP LLC
May 26, 2011 - October 29, 2012
VTRADER PRO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
