AP
Adam D. Parks
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Clearwater, FL 33761
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CRD#: 2391795
AP
Professional summary
Adam David Parks, AIF®, who also goes by Adam D Parks, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Clearwater, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tampa, Florida.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam D Parks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRINITY WEALTH MANAGEMENT, 6912 ARABIAN RD ODESSA FL, 10/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 2 HR/WK 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 0 HRS 3) TURNER AND ASSOCIATES, 6820 WEST LINEBAUGH AVE SUITE 103 TAMPA FL 33625, 04/2022, Equity Partner, Owner/Partner of a Business Entity, NIR, 8 HR/MO 40 HR/MO TRADING 4) TRINITY WEALTH MANAGEMENT, 3903 NORTHDALE BLVD SUITE 100E TAMPA FL 33624, 01/2024, AGENT, LEGAL SERVICES, NIR, 4 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Adam David Parks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 22, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2531 Landmark Drive, Suite 204, Clearwater, FL 33761Office #2: 6820 W Linebaugh Ave, Suite 103, Tampa, FL 33625RIA
CRD#: 134139
Clearwater, FL
Current
September 18, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6820 W Linebaugh Ave, Suite 103, Tampa, FL 33625BD
CRD#: 39543
Tampa, FL
Past
January 26, 2012 - September 9, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
NAPERVILLE, IL
Past
January 26, 2012 - September 9, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
NAPERVILLE, IL
Past
May 17, 2011 - January 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NAPERVILLE, IL
Past
March 18, 2011 - January 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NAPERVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2024)
RR
Arizona(7/30/2024)
RR
California(9/12/2024)
RR
Colorado(3/8/2024)
RR
Florida(9/18/2015)
IAR
Florida(9/22/2015)
RR
Georgia(9/1/2016)
RR
Illinois(1/10/2024)
RR
Iowa(4/5/2024)
RR
Louisiana(12/4/2023)
RR
Massachusetts(2/6/2024)
RR
Michigan(6/16/2025)
RR
Minnesota(10/9/2025)
RR
Missouri(10/31/2024)
RR
Nevada(1/27/2025)
RR
New Mexico(10/14/2025)
RR
North Carolina(6/27/2024)
RR
Ohio(4/5/2024)
RR
Pennsylvania(1/31/2024)
RR
Tennessee(8/16/2021)
RR
Texas(1/10/2024)
IAR
Texas(1/10/2024)
RR
Virginia(3/8/2024)
RR
Wisconsin(3/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Clearwater, FL 33761TRUST BUT VERIFY
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