Kathleen Mclellan
Professional summary
Kathleen Mclellan, who also goes by Kathleen Lamb, Kathy Lamb, Kathy Mclellan, Kathleen Mclellan, Kathleen Mclellan-lamb, Kathy Mclellan-lamb, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ardmore, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kathleen has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Mclellan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Two Contra Way, Merrimack, NH 03054Office #3: 797 East Lancaster Ave Suite 100, Villanova, PA 19085-1532December 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054Office #2: 797 East Lancaster Ave Suite 100, Villanova, PA 19085February 1, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 17, 2020 - December 13, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2020 - December 13, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2015 - June 26, 2018
HARTFORD FUNDS
February 20, 2015 - June 26, 2018
HARTFORD FUNDS DISTRIBUTORS, LLC
November 13, 2009 - September 30, 2014
PRINCIPAL SECURITIES, INC.
October 21, 2009 - September 30, 2014
PRINCIPAL SECURITIES, INC.
September 25, 2006 - June 19, 2009
PRINCIPAL SECURITIES, INC.
November 7, 2001 - June 19, 2009
PRINCIPAL SECURITIES, INC.
September 11, 1995 - January 3, 2000
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
