Curtis A. White

J.P. MORGAN INVESTMENT MANAGEMENT

New York, NY 10172

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CRD#: 2391496

Professional summary

Curtis Alan White, who also goes by Curt Alan White, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Curtis has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curt Alan White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Alan White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2020 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 277 Park Avenue 2nd & 3rd Floor, New York, NY 10172

RIA

CRD#: 107038

New York, NY

Past

March 10, 2003 - December 31, 2005

JPMORGAN ASSET MANAGEMENT

RIA

CRD#: 107247

COLUMBUS, OH

Past

August 30, 1996 - October 13, 1997

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

August 21, 1995 - January 5, 1996

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

April 19, 1994 - December 31, 1994

AMERICAN EXPRESS SERVICE CORPORATION

CRD#: 10518

MINNEAPOLIS, MN

Past

September 29, 1993 - August 24, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 29, 1993 - August 24, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/1993

General Securities Representative Examination

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

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Contact information

Main Address

270 Park Avenue, New York, NY 10017-2014

Mailing Address

Phone number

(800) 343-1113

Established

Firm type

Fiscal year end

# of Employees

3,186

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MORGAN INVESTMENT MANAGEMENT INC. PART 2A BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts	114,499
AUM (Assets Under Management)	$ 2,985,273,722,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Curtis A. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Alan White's CRS (Customer Relationship Summary).

Certified licenses

Experience

JPMORGAN ASSET MANAGEMENT

FORESIDE DISTRIBUTION SERVICES, L.P.

COMMONWEALTH FINANCIAL NETWORK

AMERICAN EXPRESS SERVICE CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

J.P. MORGAN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/1995

Series 63

Date: 10/22/1993

Series 7

Date: 9/28/1993

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MORGAN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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