Matthew S. Steckler

FORESIDE GLOBAL SERVICES

New York, NY 10017

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CRD#: 2391467

Professional summary

Matthew Sean Steckler is a registered financial professional currently at FORESIDE GLOBAL SERVICES, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Sean Steckler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2021 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: One Vanderbilt Avenue 65th Floor, New York, NY 10017

CRD#: 147382

New York, NY

Past

January 7, 2021 - January 29, 2021

FLOURISH FINANCIAL LLC

CRD#: 293019

NEW YORK, NY

Past

September 4, 2019 - December 31, 2020

FLOURISH FINANCIAL LLC

CRD#: 293019

NEW YORK, NY

Past

February 8, 2018 - September 6, 2019

FORESIDE GLOBAL SERVICES, LLC

CRD#: 147382

PORTLAND, ME

Past

August 14, 2017 - February 2, 2018

ALPS DISTRIBUTORS, INC.

CRD#: 16853

New York, NY

Past

January 29, 2013 - August 14, 2017

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 12, 2011 - August 16, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

BOSTON, MA

Past

January 3, 2011 - April 12, 2011

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

October 6, 2007 - May 12, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

BOSTON, MA

Past

August 11, 2004 - January 4, 2011

DWS DISTRIBUTORS, INC.

CRD#: 37306

BOSTON, MA

Past

April 16, 1998 - August 5, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

November 1, 1996 - April 6, 1998

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

October 8, 1993 - November 1, 1996

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/29/2021)

Connecticut
(1/29/2021)

Delaware
(1/29/2021)

District of Columbia
(1/29/2021)

Florida
(1/29/2021)

Georgia
(1/29/2021)

Indiana
(1/29/2021)

Kentucky
(1/29/2021)

Maine
(1/29/2021)

Maryland
(1/29/2021)

Massachusetts
(1/29/2021)

Michigan
(1/29/2021)

Mississippi
(1/29/2021)

New Hampshire
(1/29/2021)

New Jersey
(1/29/2021)

New York
(1/29/2021)

North Carolina
(1/29/2021)

Ohio
(1/29/2021)

Pennsylvania
(1/29/2021)

Puerto Rico
(1/29/2021)

Rhode Island
(1/29/2021)

South Carolina
(1/29/2021)

Tennessee
(1/29/2021)

Vermont
(1/29/2021)

Virginia
(1/29/2021)

West Virginia
(1/29/2021)

Exams

State Security Law Exam

Series 63

Date: 12/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/18/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/8/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/7/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/4/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE GLOBAL SERVICES, LLC

FORESIDE GLOBAL SERVICES, LLC | RJB DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, INC. | FUND SOURCE US, LLC

CRD#: 147382 / SEC#: , 8-67903

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VP/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew S. Steckler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Sean Steckler's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOURISH FINANCIAL LLC

FLOURISH FINANCIAL LLC

FORESIDE GLOBAL SERVICES, LLC

ALPS DISTRIBUTORS, INC.

QUASAR DISTRIBUTORS, LLC

DEUTSCHE BANK SECURITIES INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

DEAM INVESTOR SERVICES, INC.

DWS DISTRIBUTORS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/1993

SIE

Date: 10/1/2018

Series 3

Date: 12/18/2014

Series 7

Date: 9/8/2004

Series 6

Date: 10/7/1993

Series 26

Date: 10/4/1999

FINRA

Current Firm

FORESIDE GLOBAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE GLOBAL SERVICES, LLC

TRUST BUT VERIFY

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