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KS

Kevin J. Singer

CENTERBOARD SECURITIES
Austin, TX 78759
Some features on this profile are disabled
CRD#: 2390919
KS

Professional summary


Kevin Jay Singer, who also goes by Kevin Singer, is a registered financial professional currently at CENTERBOARD SECURITIES, LLC located in Austin, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kevin Singer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kevin Jay Singer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2014 - Present

CENTERBOARD SECURITIES, LLC

Office #1: 9430 Research Blvd., Suite 120, Austin, TX 78759
BD
CRD#: 153900
Austin, TX
Past

January 8, 2003 - November 28, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

June 4, 1996 - November 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 29, 1993 - April 22, 1996

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/3/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 4/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CENTERBOARD SECURITIES, LLC
CENTERBOARD SECURITIES, LLC

CRD#: 153900 / SEC#: , 8-68593

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
9430 Research Blvd., Suite 120, Austin, TX 78759
Mailing Address
9430 Research Blvd., Suite 120, Austin, TX 78759
Phone number
(646) 442-8700
Established
Delaware since 03/23/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
EICHEN, LEE LEVINMANAGING DIRECTOR / CCO2783184
MALONEY, MICHAEL W.MANAGING DIRECTOR4040951
THORNTON, STEVEN LEEFINOP4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTERBOARD SECURITIES, LLC

CRD#: 153900Austin, TX 78759

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