Barry H. Best
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Howard Best, who also goes by Barry Best, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1993. Barry had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2014 - May 13, 2016
AEG CAPITAL, LLC
September 21, 2012 - September 2, 2014
KINGSBURY, LLC
July 18, 2006 - August 12, 2009
DC ADVISORY
November 28, 1997 - May 15, 2006
CITIGROUP GLOBAL MARKETS INC.
April 3, 1996 - September 1, 1998
SALOMON BROTHERS INC.
May 23, 1995 - March 29, 1996
DRESDNER KLEINWORT WASSERSTEIN, LLC
September 13, 1993 - March 28, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEG CAPITAL, LLC
CRD#: 168097 / SEC#: , 8-69292
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
