Donavan A. Thomas

ALLSTATE FINANCIAL ADVISORS

Brooklyn, NY 11215

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CRD#: 2390440

Professional summary

Donavan Anthony Thomas, who also goes by Donavan Anthony Thomas, Donavan Thomas, Donavan A Thomas, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Brooklyn, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Brooklyn, New York.

Donavan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Donavan has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donavan Anthony Thomas | Donavan Thomas | Donavan A Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DONAVAN THOMAS POSITION: Owner NATURE: Investment rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2007 ADDRESS: 450 Quincy Street, Brooklyn NY 11221, United States DESCRIPTION: Collect rents and maintain property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donavan Anthony Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2020 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 491 Carroll St, Brooklyn, NY 11215

RIA

CRD#: 109524

Brooklyn, NY

Current

March 18, 2020 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 491 Carroll St, Brooklyn, NY 11215

CRD#: 18272

Brooklyn, NY

Past

October 1, 2018 - October 12, 2018

PFS INVESTMENTS INC.

RIA

CRD#: 10111

BROOKLYN, NY

Past

October 1, 2018 - December 31, 2019

PFS INVESTMENTS INC.

CRD#: 10111

BROOKLYN, NY

Past

October 1, 2012 - October 14, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BROOKLYN, NY

Past

October 1, 2012 - October 14, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

BROOKLYN, NY

Past

September 19, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BROOKLYN, NY

Past

September 18, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BROOKLYN, NY

Past

October 20, 2004 - July 22, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WEST HEMPSTEAD, NY

Past

October 20, 2004 - July 22, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 29, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

HEMSTEAD, NY

Past

July 11, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 14, 1993 - June 25, 2002

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/18/2020)

IAR

New York
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donavan A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donavan Anthony Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2000

Series 63

Date: 10/12/1993

Series 7TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/14/2016

Series 7

Date: 11/18/1996

Series 6

Date: 10/8/1993

Series 24

Date: 1/2/2023

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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