SS
Scot P. Sageser
CETERA INVESTMENT ADVISERS LLC
BREMERTON, WA 98337
Some features on this profile are disabled
CRD#: 2390418
SS
Professional summary
Scot Patrick Sageser, who also goes by Scot Sageser, Scot P Sageser, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bremerton, Washington and CETERA WEALTH SERVICES, LLC located in Bremerton, Washington.
Scot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scot has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scot Sageser | Scot P Sageser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)VALLEY OF BREMERTON SCOTTISH RITE; Secretary; We provide scholarships and sponsor Early Life Speech and Language. NIR; HRS 10; HRS 0; 02/02/2019; 878 5th St, Bremerton WA 98337; General Management and oversight of calendar, operations, record keeping and operations. 2)SCOTTISH RITE SCHOLARSHIP FOUNDATION OF WASHINGTON; Vice President; Funds students in higher education through scholarships and grants. NIR; HRS 5; HRS 0; 02/02/2017; 6830 NE Bothell Way, Suite C-421, Kenmore WA 98028; Involved in providing leadership, professional guidance and help in allocating scholarship and fellowships. 3)FRANKLIN LODGE NO 5; Secretary; We provide a place for fellowship, education and professional development. NIR; HRS 5; HRS 0; 11/15/2017; 5 Rainier Ave, Port Gamble WA 98364; Management of calendar, keep minutes, provide communication and public relations. 4)RITE CARE OF WASHINGTON DBA EARLY LIFE SPEECH AND LANGUAGE; Board of Directors �?" President. We treat children with Speech Therapy. NIR; HRS 10; HRS 0; 09/22/2023; 506 W. 2nd Ave. Spokane, WA 99201 Phone (509) 838-2310, Spokane WA 99201; Run board meetings, Recruit and public speaking. 5)WILLIAM H. UPTON NAVAL AND MILITARY LODGE NO 206; Secretary; We also do charitable work such as feeding the homeless, providing resources for homeless youth. IR; HRS 4; HRS 0; 11/21/2015; 878 5th St, Bremerton WA 98337; Responsible to keep the Books and records, keep minutes, provide support and guidance. 6)LEGALSHIELD; Independent Contractor; LegalShield is an online legal service company. NIR; HRS 5; HRS 0; 07/01/2007; 500 PACIFIC AVE, SUITE 200, Bremerton WA 98337; Listen to customer and determine if there is a need and could benefited from services 7)WASHINGTON MASONIC SERVICES & GRAND LODGE OF WASHINGTON; Vice President; Mission is to assist Masons and others in need. NIR, HRS 5; HRS 0; 06/13/2018; 4970 Bridgeport Way W, University Place WA 98467; Provide leadership, communication and oversight of Management and operations. 8)DOLL AND DEFENDER LLC; Governor; Health, and Property and Casualty Insurance; NIR; HRS 3; HRS 1; 02/15/2023; 500 Pacific Ave, Suite 200, Bremerton WA 98337; Sale of insurance products and services. Educate and meet with clients. 9(MELALEUCA; Member; Marketing of Home goods products. NIR; HRS 1; HRS 0; 11/01/2009; 28742 Shaggy Dog Ln NE, Poulsbo WA 98370; I use Melaleuca to buy healthcare products. 10)ACN INC.; Member; Communication products.; HRS 1; HRS 0; 03/01/2010; 28742 Shaggy Dog Ln NE, Poulsbo WA 98370; I use ACN Inc. to buy products. 11)DEFENDER FINANCIAL SERVICES GROUP DBA FRATERNAL ADVISORS NETWORK, DBA DEFENDER INSURANCE; Investment, Tax, estate, retirement, financial, insurance, and charitable planning. IR; HRS 130; HRS 100; 05/11/2015; 500 PACIFIC AVE, SUITE 200, Bremerton WA 98337; Assess your relevant financial information to decide on a financial plan. 12)GRAND COUNCIL ROYAL & SELECT MASTERS OF WASHINGTON; Governor; The organization that teaches good behavior, good government, and good business in the community. NIR; HRS 0; HRS 0; 05/12/2023; 878 5th St, Seabeck WA 98380; I no longer have any role, or title with this entity and am working to get my 13)WILLIAM H. UPTON NAVAL AND MILITARY LODGE NO 206; Secretary; Organization focused on improving our community. IR; HRS 4; HRS 0; 11/21/2015; 878 5th St, Bremerton WA 98337; Responsible to keep the Books and records, keep minutes, provide support and guidance. OUTSIDE INSURANCE SALES; Agent; Sale and marketing of fixed insurance policies. NIR; HRS 20; HRS 10; 07/14/2007; 500 Pacific Ave, Suite 200, Bremerton WA 98337; Duties are to provide clients with options for necessary coverage.
CRS (Client Relationship Summary) - RIA
Click below to view Scot Patrick Sageser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 Pacific Ave Suite 200, Bremerton, WA 98337RIA
CRD#: 105644
BREMERTON, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 500 Pacific Ave Suite 200, Bremerton, WA 98337BD
CRD#: 13572
Bremerton, WA
Past
September 11, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bremerton, WA
Past
September 11, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Bremerton, WA
Past
September 12, 2007 - September 12, 2024
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
BREMERTON, WA
Past
June 27, 2007 - September 27, 2007
FINANCIAL LEADERSHIP ADVISORS, INC.
RIA
CRD#: 139864
POULSBO, WA
Past
June 14, 2007 - September 12, 2024
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
BREMERTON, WA
Past
May 10, 2005 - June 19, 2007
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
POULSBO, WA
Past
December 16, 2002 - May 12, 2005
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
POULSBO, WA
Past
March 1, 2002 - June 19, 2007
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
POULSBO, WA
Past
November 23, 2001 - March 4, 2002
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
February 21, 2001 - December 15, 2001
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
January 4, 1999 - February 28, 2001
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
February 2, 1998 - January 7, 1999
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
December 11, 1996 - February 2, 1998
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
March 15, 1996 - December 11, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 27, 1994 - March 28, 1996
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
September 21, 1993 - October 27, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 21, 1993 - October 27, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/19/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Montana(9/5/2025)
RR
New York(9/21/2025)
RR
North Dakota(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/22/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
