Ronald Anthony Bartlett
Professional Summary
Ronald Anthony Bartlett, who also goes by Ron Bartlett, is a registered financial advisor currently at RONALD A. BARTLETT & ASSOCIATES, LTD located in Flushing, New York. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ronald has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ron Bartlett
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
RONALD A. BARTLETT & ASSOCIATES, LTD
Contact Information
Main Address
31-07 Farrington St. 2nd Floor, Flushing, NY 11354Mailing Address
Po Box 541476, Flushing, NY 11354-7476Phone Number
(718) 461-7632# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
144AUM (Assets Under Management)
$13,539,821Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/2/2011)
(11/9/2009)
(10/13/2026)
(12/15/2010)
(5/16/2021)
(7/24/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2010About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald Anthony Bartlett's CRS (Customer Relationship Summary).
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