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JW

Jerry M. Waldron

Some features on this profile are disabled
CRD#: 2390315
JW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerry M Waldron was a registered financial professional .

Jerry is a previously registered financial professional and started their career in finance in 1993. Jerry had worked at 4 firms and has passed the Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 29, 2012 - December 31, 2012

KISKI SECURITIES LLC

BD
CRD#: 159281
NEW YORK, NY
Past

February 8, 2007 - April 7, 2009

STONECASTLE SECURITIES, LLC

BD
CRD#: 131211
NEW YORK, NY
Past

February 23, 2005 - April 4, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 21, 1993 - January 26, 1995

CITICORP SECURITIES, INC.

BD
CRD#: 7474

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 8/27/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/14/1993
National Commodity Futures Examination

Current Firm

KS
KISKI SECURITIES LLC
KISKI SECURITIES LLC | KISKI SECURITIES, LLC

CRD#: 159281 / SEC#: , 8-68978

BD
Pending Withdrawal by SEC on 01/06/2026
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 06/09/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KISKI GROUP, INC.SOLE OWNER
BECKER, KEVIN MICHAELCEO/MANAGING DIRECTOR1850265
HEBERT, MIKE JAMESCCO1229298
NUNN, RICHARD ANDREWFINOP/CFO1016528
ZIMMERMANN, JOHN HENRY IIIMANAGING DIRECTOR1238539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KISKI SECURITIES LLC

CRD#: 159281

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