Harold Zirkin

HZ INVESTMENTS

Chevy Chase, MD 20815

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CRD#: 2390208

Professional summary

Harold Zirkin is a registered financial advisor currently at HZ INVESTMENTS INC. located in Chevy Chase, Maryland.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Harold has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Harold Zirkin Fiduciary is owner of Harold Zirkin Fiduciary. He serves as trustee for multiple relationships. The trusts are not clients of HZ Investments Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Zirkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2021 - Present

HZ INVESTMENTS INC.

Office #1: 5610 Wisconsin Ave #108, Chevy Chase, MD 20815

RIA

CRD#: 312268

Chevy Chase, MD

Past

June 9, 2011 - September 25, 2013

HAROLD ZIRKIN FIDUCIARY SERVICES, INC.

RIA

CRD#: 156312

BETHSEDA, IL

Past

January 3, 2011 - January 21, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Past

August 20, 1993 - May 20, 2011

MTB ASSET MANAGEMENT, INC.

RIA

CRD#: 110613

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HZ INVESTMENTS INC.

CRD#: 312268 / SEC#: 801-120217

RIA

Registered Investment Advisory firm - (1/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/1994

Uniform Investment Adviser Law Examination

Current Firm

HZ INVESTMENTS INC.

CRD#: 312268 / SEC#: 801-120217

RIA

Registered Investment Advisory firm - (1/26/2021 Approved)

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Contact information

Main Address

5610 Wisconsin Ave #108, Chevy Chase, MD 20815

Mailing Address

Phone number

(301) 922-7631

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- HZ INVESTMENTS INC. (3/20/2025)

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 536,704,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Harold Zirkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Zirkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HZ INVESTMENTS INC.

HAROLD ZIRKIN FIDUCIARY SERVICES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

MTB ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

HZ INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/1994

Current Firm

HZ INVESTMENTS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HZ INVESTMENTS INC.

TRUST BUT VERIFY

Contact information

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