Saundra J. Gibson Genoni

STEEL TOWER INVESTMENTS

Malvern, PA

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CRD#: 2390180

Professional summary

Saundra Jane Gibson Genoni, who also goes by Saundra Jane Genoni, Saundra J Gibson, Saundra Jane Gibson, Saundra Gibson Genoni, is a registered financial advisor currently at STEEL TOWER INVESTMENTS located in Malvern, Pennsylvania.

Saundra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Saundra has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Saundra Jane Genoni | Saundra J Gibson | Saundra Jane Gibson | Saundra Gibson Genoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Gibson owns the controlling interest in Cobra Black II, LLC, which loaned money to a startup company in 2021. Ms. Gibson spends less than 5% of her total time on this role outside of trading hours and is not compensated beyond her interest as the owner of Cobra Black II, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saundra Jane Gibson Genoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2023 - Present

STEEL TOWER INVESTMENTS

RIA

CRD#: 166742

Malvern, PA

Past

March 27, 2020 - December 13, 2022

WICK CAPITAL PARTNERS, LLC

RIA

CRD#: 299194

WAYNE, PA

Past

September 20, 2018 - March 25, 2020

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Exton, PA

Past

September 20, 2018 - March 25, 2020

TRIAD ADVISORS LLC

CRD#: 25803

Berwyn, PA

Past

January 7, 2016 - September 24, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RADNOR, PA

Past

January 7, 2016 - September 24, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RADNOR, PA

Past

September 16, 2008 - February 2, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

September 16, 2008 - February 2, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

July 8, 1997 - September 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

October 4, 1993 - September 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEEL TOWER INVESTMENTS

STEEL TOWER INVESTMENTS | UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC

CRD#: 166742 / SEC#: 801-130392

RIA

Registered Investment Advisory firm - (6/18/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1993

General Securities Representative Examination

Current Firm

STEEL TOWER INVESTMENTS

STEEL TOWER INVESTMENTS | UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC

CRD#: 166742 / SEC#: 801-130392

RIA

Registered Investment Advisory firm - (6/18/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/27/2024 Terminated)

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Contact information

Main Address

444 Liberty Avenue Suite 1400, Pittsburgh, PA 15222

Mailing Address

Phone number

(412) 586-2060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UP STRATEGIC WEALTH INVESTMENT ADVISORS 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 300,696,399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Saundra J. Gibson Genoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saundra Jane Gibson Genoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

WICK CAPITAL PARTNERS, LLC

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STEEL TOWER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/1996

Series 63

Date: 12/19/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/1/1993

Current Firm

STEEL TOWER INVESTMENTS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEEL TOWER INVESTMENTS

TRUST BUT VERIFY

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