Paul R. Fehrenbach
Professional summary
Paul Robert Fehrenbach JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Paul had worked at 7 firms, which includes STIRLINGSHIRE INVESTMENTS, B. RILEY WEALTH MANAGEMENT, B. RILEY WEALTH ADVISORS INC., NATIONAL SECURITIES CORPORATION, MOORS & CABOT INC., RAYMOND JAMES & ASSOCIATES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2023 - August 15, 2023
STIRLINGSHIRE INVESTMENTS
July 22, 2022 - April 19, 2023
B. RILEY WEALTH MANAGEMENT
August 9, 2021 - April 19, 2023
B. RILEY WEALTH ADVISORS, INC.
February 4, 2021 - July 22, 2022
NATIONAL SECURITIES CORPORATION
December 4, 2017 - February 10, 2021
MOORS & CABOT, INC.
December 1, 2017 - February 10, 2021
MOORS & CABOT, INC.
June 8, 2015 - December 4, 2017
RAYMOND JAMES & ASSOCIATES, INC.
August 8, 2014 - December 4, 2017
RAYMOND JAMES & ASSOCIATES, INC.
August 20, 2008 - August 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 1993 - August 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
STIRLINGSHIRE INVESTMENTS
CRD#: 310576 / SEC#: , 8-70616
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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