James M. Mclain
Professional summary
James Murphy Mclain III, who also goes by James Murphy Mclain, is a registered financial professional currently at SHERMAN & COMPANY LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Murphy Mclain III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2025 - Present
SHERMAN & COMPANY LLC
Office #1: 437 Madison Avenue 23rd Floor, New York, NY, 10022April 13, 2017 - December 16, 2024
FTI CAPITAL ADVISORS, LLC
April 10, 2015 - December 31, 2016
BRIDGE CAPITAL ASSOCIATES, INC.
April 19, 2004 - April 10, 2008
JEFFERIES LLC
August 19, 2002 - April 15, 2004
THE BANK STREET GROUP L.L.C.
March 25, 2002 - June 24, 2002
THE BANK STREET GROUP L.L.C.
September 8, 1998 - March 19, 2001
CREDIT SUISSE SECURITIES (USA) LLC
August 12, 1993 - May 4, 1994
JONATHAN FOSTER & CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
Exams
FINRA
Current Firm
SHERMAN & COMPANY LLC
CRD#: 155575 / SEC#: , 8-68725
Contact information
FINRA licenses (23 States and Territories)
Red Flags
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