Roy A. Lederman
Professional summary
Roy Allen Lederman is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Carmel, Indiana.
Roy is registered as a RR (Registered Representative) and started their career in finance in 1994. Roy has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roy Allen Lederman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2004 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 718 Adams Ste Ste B, Carmel, IN 46032-7594March 8, 2004 - October 21, 2004
LPL FINANCIAL LLC
November 14, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
November 14, 2001 - February 27, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 21, 1994 - July 31, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2025)
(7/28/2025)
(9/22/2004)
(5/18/2017)
(2/23/2009)
(9/22/2004)
(4/9/2021)
(5/21/2018)
(11/25/2024)
(9/3/2024)
(8/7/2019)
(2/11/2019)
(9/22/2004)
(8/6/2025)
(5/21/2018)
(3/21/2017)
(7/2/2025)
(8/11/2025)
(12/2/2024)
Exams
Series 8
Date: 4/22/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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