Robert M. Bierman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Bierman was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1998. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2002 - December 15, 2004
IMS CAPITAL MANAGEMENT
October 30, 2002 - November 19, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
February 2, 2000 - September 24, 2002
STRATEGIC ADVISERS LLC
October 26, 1999 - September 12, 2002
FIDELITY BROKERAGE SERVICES LLC
January 30, 1998 - October 20, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
IMS CAPITAL MANAGEMENT
CRD#: 105939 / SEC#: 801-33939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMS CAPITAL MANAGEMENT
CRD#: 105939 / SEC#: 801-33939
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 406,912,207 |
Red Flags
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