Wesley W. Whitten

THE FIDUCIARY ALLIANCE

JACKSONVILLE, FL 32216

CRD#: 2389089

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Professional summary

Wesley Wayne Whitten, who also goes by Wes Whitten, Wesley W Whitten, Wesley Whitten, is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Jacksonville, Florida.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Wesley has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wes Whitten | Wesley W Whitten | Wesley Whitten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Wayne Whitten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2026 - Present

THE FIDUCIARY ALLIANCE

Office #1: 6639 Southpoint Parkway Suite 106, Jacksonville, FL 32216

RIA

CRD#: 284924

JACKSONVILLE, FL

Past

February 18, 2023 - April 30, 2024

ENCOMPASS MORE ASSET MANAGEMENT LLC

RIA

CRD#: 322382

Winter Garden, FL

Past

August 8, 2014 - January 13, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

GREER, SC

Past

July 30, 2014 - January 13, 2016

OSAIC SERVICES, INC.

CRD#: 133763

GREER, SC

Past

October 18, 2011 - July 8, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

GREENVILLE, SC

Past

June 6, 2011 - July 8, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GREENVILLE, SC

Past

June 2, 2009 - February 1, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

GREENVILLE, SC

Past

January 26, 2009 - May 27, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

GREENSBORO, NC

Past

December 20, 2002 - December 11, 2008

HORACE MANN INVESTORS, INC.

CRD#: 11643

PEACHTREE CITY, GA

Past

February 21, 2002 - January 3, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 12, 2000 - December 18, 2001

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

January 1, 1998 - July 13, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 30, 1993 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/8/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

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Contact information

Main Address

135 S Main St Suite 600, Greenville, SC 29601

Mailing Address

Phone number

(864) 385-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFA ADV 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts	9,155
AUM (Assets Under Management)	$ 2,526,238,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wesley W. Whitten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Wayne Whitten's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCOMPASS MORE ASSET MANAGEMENT LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

HORACE MANN INVESTORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

AMSOUTH INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

Primary Firm SEC Registration

THE FIDUCIARY ALLIANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2023

Series 63

Date: 10/6/1993

SIE

Date: 1/13/2016

Series 7

Date: 9/29/1993

Series 26

Date: 1/8/2003

Current Firm

THE FIDUCIARY ALLIANCE

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FIDUCIARY ALLIANCE

TRUST BUT VERIFY

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