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Patricia Marie Lampert

Patricia M. Lampert

Some features on this profile are disabled
CRD#: 2388998
Patricia Marie Lampert

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Marie Lampert, CFP®, who also goes by Patricia Marie Ruback, Patricia Marie Ruskey, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1993. Patricia had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Tax Planning
Retirement Planning
Are you a "fiduciary"?
No

Aliases

Patricia Marie Ruback | Patricia Marie Ruskey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1998

Experience

Past

March 30, 2007 - August 1, 2023

ALLEGHENY INVESTMENTS, LTD.

RIA
CRD#: 7597
Philadelphia, PA
Past

September 24, 2001 - August 1, 2023

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
CANNOSBURG, PA
Past

October 5, 2000 - September 24, 2001

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

October 18, 1993 - October 5, 2000

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ALLEGHENY INVESTMENTS, LTD.
ALLEGHENY INVESTMENTS, LTD.
ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA
Registered Investment Advisory firm - SEC (6/2/2000 Approved)
BD
Terminated by SEC on 03/15/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/23/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/10/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1993
General Securities Representative Examination

Current Firm

ALLEGHENY INVESTMENTS, LTD.
ALLEGHENY INVESTMENTS, LTD.
ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA
Registered Investment Advisory firm - SEC (6/2/2000 Approved)
BD
Terminated by SEC on 03/15/2025
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Contact information

Main Address
Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237
Mailing Address
Phone number
(412) 367-3880
Established
Pennsylvania since 09/01/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
20

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 AI WRAP PROGRAM BROCHURE (4/1/2025)
2025 AI ADV PART 2 (4/1/2025)

Direct owners and executive officers

NamePositionCRD#
HAWBAKER, STEPHEN TURNERCCO4752583

Regulatory assets under management

Total Number of Accounts2,990
AUM (Assets Under Management)$ 633,814,776

Disclosures

Regulatory Event3
Arbitration2

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/10/2025
Cover Page
Report
10/22/2024
Cover Page
Report
08/11/2023
Cover Page
Report
10/08/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

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