Ann H. Stewart

CONCORDE ASSET MANAGEMENT

Fort Collins, CO 80525

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CRD#: 2388888

Professional summary

Ann Holland Stewart, who also goes by Ann Holly Palmes, Ann Palmes, Ann Hollan Stewart, Holly Stewart, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Fort Collins, Colorado and CONCORDE INVESTMENT SERVICES, LLC located in Fort Collins, Colorado.

Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Ann has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ann Holly Palmes | Ann Palmes | Ann Hollan Stewart | Holly Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SUMMITVIEW ADVISORS PROPERTY MGT; 2114 N LINCOLN AVE, STE 206, LOVELAND, CO; LANDLORD; NIR, 8/1/14; 1 HOUR/YEAR, NONE DURING TRADING HOURS; HAS AN OFFICE SUITE WHERE I SUBLET SOME OF THE OFFICES TO OTHER INDIVIDUALS 2)MONEY ANSWERS, 2114 N LINCOLN AVE, #206, LOVELAND, CO, 1/04/2014. PRESIDENT OF S-CORP - NOT INVESTMENT RELATED - DEVOTES 2 HR/YR - NONE DURING TRADING. 3)SUMMITVIEW ADVISORS, 2114 N LINCOLN AVE, STE 206, LOVELAND, CO, SINCE 4/30/2014. PRESIDENT OF INSURANCE DBA - INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. DEVOTES 10 HR/WK - 5 HR/TRADING. 4)SUMMIT VIEW ADVISORS, Fort Collins CO 80525, 04/2014, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING. 5) Concorde Asset Management. Ann Arbor, MI. Start date: May 1, 2025. Investment-Advisor Representative. Investment-related. Full-time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Holland Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2025 - Present

CONCORDE ASSET MANAGEMENT, LLC

Office #1: 4700 S College Ave, Fort Collins, CO 80525

RIA

CRD#: 140367

Fort Collins, CO

Current

May 1, 2025 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 4700 S College Ave, Fort Collins, CO 80525

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/1/2025)

IAR

Arizona
(9/4/2025)

California
(5/1/2025)

Colorado
(5/1/2025)

IAR

Colorado
(5/1/2025)

Florida
(5/1/2025)

Georgia
(5/2/2025)

IAR

Georgia
(9/9/2025)

Kansas
(10/15/2025)

Massachusetts
(5/2/2025)

Montana
(5/5/2025)

North Carolina
(5/1/2025)

South Carolina
(5/1/2025)

Texas
(5/1/2025)

IAR

Texas
(5/1/2025)

Wisconsin
(5/1/2025)

Wyoming
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ann H. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Holland Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

NATIONSSECURITIES

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/1995

Series 63

Date: 10/4/1993

SIE

Date: 10/1/2018

Series 7

Date: 9/29/1993

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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