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Michael S. Mcivor

INCENTRUM SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2388791
MM

Professional summary

Michael Scott Mcivor is a registered financial professional currently at INCENTRUM SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Scott Mcivor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2019 - Present

INCENTRUM SECURITIES, LLC

Office #1: 410 Park Avenue, New York, NY 10022Office #2: 410 Park Avenue, New York, NY 10022
BD
CRD#: 288831
New York, NY
Past

January 2, 2009 - March 25, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 20, 2003 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 9, 1993 - November 15, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/20/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INCENTRUM SECURITIES, LLC
INCENTRUM SECURITIES, LLC

CRD#: 288831 / SEC#: , 8-69961

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
410 Park Avenue, New York, NY 10022
Mailing Address
410 Park Avenue, New York, NY 10022
Phone number
(212) 772-1900
Established
Delaware since 02/16/2017
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE INCENTRUM GROUP (CI), L.P.MEMBER
ANDERSSON, LARS OLAEXEC REP, SENIOR MGMT REP2388267
HOPKINS, THOMAS JOHNCFO/FINOP1835087
KRAHE, NILS HENNERCCO4190245

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INCENTRUM SECURITIES, LLC

CRD#: 288831New York, NY 10022

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