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Ashley T. Drury

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CRD#: 2388746
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ashley Terrissa Drury, who also goes by Ashley Drury, Ashley Terrissa Drury, Ashely Drury Joyner, Ashley Drury Joyner, Ashley Drury Mcbrayer, Ashley Redden, was a registered financial professional .

Ashley is a previously registered financial professional and started their career in finance in 1994. Ashley had worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashley Drury | Ashley Terrissa Drury | Ashely Drury Joyner | Ashley Drury Joyner | Ashley Drury Mcbrayer | Ashley Redden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEARTLAND CHAPTER OF VDD-GNA POSITION: Director of Testing NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 310 Pershing St, Willard MO 65781, United States DESCRIPTION: Submit JGV test scores to JGV in Germany and parent breed club, VDD Post upcoming performance tests Coordinate test supplies for Test Directors Prepare and present annual report to chapter Voting member on chapter board, Heartland Chapter

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 10, 2024 - September 30, 2024

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
Fordland, MO
Past

April 8, 2022 - July 13, 2024

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
WILLARD, MO
Past

March 29, 2022 - July 13, 2024

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

March 11, 2015 - February 7, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

December 18, 2012 - February 7, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 2, 2008 - November 4, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

August 10, 2004 - March 20, 2008

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
CHARLOTTE, NC
Past

January 1, 2004 - June 26, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

August 6, 2001 - January 1, 2004

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
NEW YORK, NY
Past

April 19, 2001 - June 20, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 1, 1999 - April 16, 2001

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

April 20, 1998 - July 29, 1999

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

August 27, 1997 - April 17, 1998

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
CHARLOTTE, NC
Past

January 17, 1995 - August 25, 1997

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
KANNAPOLIS, NC
Past

May 23, 1994 - November 16, 1994

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

February 15, 1994 - May 23, 1994

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/14/2011
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/26/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2006
General Securities Principal Examination

Current Firm

RI
RETIREONE INVESTMENT SERVICES, LLC
EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923 / SEC#: , 8-69640

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Mailing Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Phone number
(877) 575-2742
Established
Delaware since 05/05/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RETIREONE, INC.OWNER
GILMAN, ROBERT CRAIGFINOP, PFO1738412
GRAY, LEVEN RAINEYCHIEF COMPLIANCE OFFICER707493
MERCIER, EDWARD JAMESCHIEF EXECUTIVE OFFICER1370339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

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