Lars O. Andersson

INCENTRUM SECURITIES

New York, NY 10022

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CRD#: 2388267

Professional summary

Lars Ola Andersson is a registered financial professional currently at INCENTRUM SECURITIES, LLC located in New York, New York.

Lars is registered as a RR (Registered Representative) and started their career in finance in 1993. Lars has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lars Ola Andersson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2017 - Present

INCENTRUM SECURITIES, LLC

Office #1: 410 Park Avenue, New York, NY 10022Office #2: 410 Park Avenue, New York, NY 10022

CRD#: 288831

New York, NY

Past

May 16, 2017 - November 1, 2017

GALLATIN CAPITAL LLC

CRD#: 124738

NEW YORK, NY

Past

April 17, 2008 - March 1, 2017

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 1, 2001 - January 29, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 3, 1997 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 9, 1993 - February 18, 1997

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/23/2017)

Wyoming
(7/18/2024)

Exams

State Security Law Exam

Series 63

Date: 9/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INCENTRUM SECURITIES, LLC

CRD#: 288831 / SEC#: , 8-69961

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

410 Park Avenue, New York, NY 10022

Mailing Address

410 Park Avenue, New York, NY 10022

Phone number

(212) 772-1900

Established

Delaware since 02/16/2017

Firm type

Limited Liability Company

Fiscal year end

November

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE INCENTRUM GROUP (CI), L.P.	MEMBER
ANDERSSON, LARS OLA	EXEC REP, SENIOR MGMT REP	2388267
HOPKINS, THOMAS JOHN	CFO/FINOP	1835087
KRAHE, NILS HENNER	CCO	4190245

Red Flags

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Lars O. Andersson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lars Ola Andersson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GALLATIN CAPITAL LLC

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES INC.

JPMSI

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/8/1993

Series 24

Date: 9/9/2005

FINRA

Current Firm

INCENTRUM SECURITIES, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INCENTRUM SECURITIES, LLC

TRUST BUT VERIFY

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