David William Levi
Professional Summary
David William Levi is a registered financial advisor currently at BROOKFIELD PRIVATE WEALTH LLC located in New York, New York and BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC
Contact Information
Main Address
Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048Mailing Address
Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048Phone Number
(212) 417-7000Established
Delaware since 07/21/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/14/2021)
(4/4/2024)
(10/14/2021)
(10/12/2021)
(9/30/2021)
(10/12/2021)
(10/11/2021)
(10/18/2021)
(11/29/2021)
(10/27/2021)
(10/22/2021)
(9/29/2021)
(9/30/2021)
(11/17/2021)
(10/19/2021)
(9/30/2021)
(9/30/2021)
(10/11/2021)
(10/1/2021)
(10/12/2021)
(10/7/2021)
(4/4/2024)
(10/1/2021)
(11/22/2021)
(10/8/2021)
(11/5/2021)
(9/30/2021)
(10/26/2021)
(4/4/2024)
(10/1/2021)
(10/5/2021)
(9/30/2021)
(9/29/2021)
(4/5/2024)
(10/6/2021)
(10/4/2021)
(10/5/2021)
(4/4/2024)
(4/4/2024)
(12/15/2021)
(10/11/2021)
(10/11/2021)
(10/11/2021)
(10/11/2021)
(10/26/2021)
(4/4/2024)
(10/11/2021)
(11/8/2021)
(4/4/2024)
(10/8/2021)
(4/4/2024)
(12/22/2021)
(10/8/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2006About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2006About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David William Levi's CRS (Customer Relationship Summary).
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