Buddy M. Levy

NESTEGG ADVISORS

Hauppauge, NY 11788

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CRD#: 2387806

Professional summary

Buddy Martin Levy, CFP® is a registered financial advisor currently at NESTEGG ADVISORS, INC. located in Hauppauge, New York and OSAIC WEALTH, INC. located in Hauppauge, New York.

Buddy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Buddy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NESTEGG ADVISORS, INC. POSITION: IAR/Shareholder/President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 03/1996 ADDRESS: 330 Motor Parkway, Suite 305, Hauppauge NY 11788, United States DESCRIPTION: Buddy Levy is an investor advisor representative of NestEgg and provides investment advice, financial planning and wealth management services. In addition, Buddy Levy is the President and has ultimate responsibility for all aspects of the business including strategic planning, administration, and operations. 2. BUDDY LEVY POSITION: Insurance Agent NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/02/1993 ADDRESS: 330 Motor Parkway, Suite 305, HAUPPAUGE NY 11788, United States DESCRIPTION: Recommendation and sale of life and health insurance products, specifically life, disability, and long-term care.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Buddy Martin Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

December 22, 2022 - Present

NESTEGG ADVISORS, INC.

Office #1: 330 Motor Parkway, Hauppauge, NY 11788

RIA

CRD#: 125878

Hauppauge, NY

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 330 Motor Parkway Suite 305, Hauppauge, NY 11788

RIA

CRD#: 23131

HAUPPAUGE, NY

Past

October 17, 2005 - January 5, 2023

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

September 2, 2005 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HAUPPAUGE, NY

Past

August 1, 2003 - September 30, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 8, 1998 - January 28, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

SMITHTOWN, NY

Past

February 23, 1996 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

October 14, 1993 - February 22, 1996

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NESTEGG ADVISORS, INC.

BRANCH RETIREMENT AND ESTATE PLANNING, LTD. | NESTEGG ADVISORS, INC.

CRD#: 125878 / SEC#: 801-127294

RIA

Registered Investment Advisory firm - (2/13/2023 Approved)

New York

Registered Investment Advisory firm - (2/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2024)

Colorado
(10/11/2024)

Connecticut
(10/11/2024)

Delaware
(10/11/2024)

IAR

Florida
(1/29/2024)

Florida
(10/11/2024)

Georgia
(10/11/2024)

Idaho
(10/11/2024)

Illinois
(10/11/2024)

Indiana
(10/11/2024)

Kansas
(10/11/2024)

Maryland
(10/11/2024)

Massachusetts
(10/11/2024)

Missouri
(10/11/2024)

Montana
(10/11/2024)

Nevada
(10/11/2024)

New Hampshire
(10/11/2024)

New Jersey
(10/11/2024)

New Mexico
(10/11/2024)

IAR

New York
(12/22/2022)

New York
(10/11/2024)

North Carolina
(10/11/2024)

Ohio
(10/11/2024)

Oregon
(10/11/2024)

Pennsylvania
(10/11/2024)

Rhode Island
(10/11/2024)

South Carolina
(10/11/2024)

Utah
(10/11/2024)

Vermont
(10/11/2024)

Virginia
(10/11/2024)

Washington
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NESTEGG ADVISORS, INC.

BRANCH RETIREMENT AND ESTATE PLANNING, LTD. | NESTEGG ADVISORS, INC.

CRD#: 125878 / SEC#: 801-127294

RIA

Registered Investment Advisory firm - (2/13/2023 Approved)

New York

Registered Investment Advisory firm - (2/14/2023 Terminated)

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Contact information

Main Address

330 Motor Parkway, Hauppauge, NY 11788

Mailing Address

Phone number

(631) 952-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A AND PART 2B OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 228,956,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Buddy M. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Buddy Martin Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

NESTEGG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1999

Series 63

Date: 10/13/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/1/1996

Series 6

Date: 10/13/1993

Series 24

Date: 9/29/2003

FINRA

Current Firm

NESTEGG ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NESTEGG ADVISORS, INC.

TRUST BUT VERIFY

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