Jeffrey C. Roberto

AVENTINE FINANCIAL GROUP

Port Jefferson Station, NY

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CRD#: 2387704

Professional summary

Jeffrey Charles Roberto, CFP®, who also goes by Jeff Roberto, Jeffrey C Roberto, is a registered financial advisor currently at AVENTINE FINANCIAL GROUP located in Port Jefferson Station, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 13 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Roberto | Jeffrey C Roberto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE; INVESTMENT-RELATED; PORT ST. LUCIE, FL; INSURANCE AGENT; START DATE: 09/2022; APPROXIMATELY 10 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Roberto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 27, 2025 - Present

AVENTINE FINANCIAL GROUP

RIA

CRD#: 292390

Port Jefferson Station, NY

Past

November 13, 2023 - November 20, 2023

FISHER INVESTMENTS

RIA

CRD#: 107342

Tampa, FL

Past

February 15, 2023 - December 7, 2023

RUGGIERO INVESTMENTS

RIA

CRD#: 169180

west palm beach, FL

Past

October 4, 2022 - February 8, 2023

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

PORT ST LUCIE, FL

Past

January 31, 2022 - September 21, 2022

CASTLE WEALTH MANAGEMENT

RIA

CRD#: 118364

WEST PALM BEACH, FL

Past

April 2, 2018 - February 1, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MELVILLE, NY

Past

March 28, 2018 - February 1, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MELVILLE, NY

Past

January 29, 2018 - April 16, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

RIVERHEAD, NY

Past

January 25, 2018 - April 16, 2018

LPL FINANCIAL LLC

CRD#: 6413

RIVERHEAD, NY

Past

November 4, 2016 - May 19, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Melville, NY

Past

November 2, 2016 - May 19, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

MELVILLE, NY

Past

September 22, 2016 - May 19, 2017

TD AMERITRADE, INC.

CRD#: 7870

MELVILLE, NY

Past

November 17, 2005 - August 4, 2016

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

January 15, 1997 - March 4, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 7, 1994 - November 22, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 15, 1993 - July 12, 1994

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVENTINE FINANCIAL GROUP

AVENTINE FINANCIAL GROUP | AVENTINE FINANCIAL GROUP, LLC | AVENTINE FINANCIAL GROUP LLC

CRD#: 292390 / SEC#: 801-134117

RIA

Registered Investment Advisory firm - (8/6/2025 Approved)

Florida

Registered Investment Advisory firm - (8/26/2020 Approved)

New York

Registered Investment Advisory firm - (6/5/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/30/2020 Approved)

Texas

Registered Investment Advisory firm - (5/26/2020 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/27/2025)

IAR

Pennsylvania
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/16/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/7/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/14/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/16/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

AVENTINE FINANCIAL GROUP

AVENTINE FINANCIAL GROUP | AVENTINE FINANCIAL GROUP, LLC | AVENTINE FINANCIAL GROUP LLC

CRD#: 292390 / SEC#: 801-134117

RIA

Registered Investment Advisory firm - (8/6/2025 Approved)

Florida

Registered Investment Advisory firm - (8/26/2020 Approved)

New York

Registered Investment Advisory firm - (6/5/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/30/2020 Approved)

Texas

Registered Investment Advisory firm - (5/26/2020 Conditional Restricted)

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Contact information

Main Address

4259 West Swamp Road Suite 302, Doylestown, PA 18902

Mailing Address

Phone number

(212) 269-2512

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/7/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 119,295,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey C. Roberto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Roberto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

RUGGIERO INVESTMENTS

TRAJAN WEALTH, L.L.C.

CASTLE WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

NORTHERN LIGHTS DISTRIBUTORS, LLC

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

AEGIS CAPITAL CORP.

Primary Firm SEC Registration

AVENTINE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2016

Series 63

Date: 8/24/2006

Series 65

Date: 8/16/1994

SIE

Date: 10/1/2018

Series 3

Date: 1/7/1995

Series 7

Date: 10/14/1993

Series 8

Date: 11/16/1998

Current Firm

AVENTINE FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVENTINE FINANCIAL GROUP

TRUST BUT VERIFY

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