Susan L. Rednour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Linn Rednour, who also goes by Susan L Hanadel, Susan Rednour, Susan L Vance, Susan Linn Vance, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1993. Susan had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2020 - December 31, 2021
USAA INVESTMENT SERVICES COMPANY
June 8, 2020 - December 31, 2021
USAA INVESTMENT SERVICES COMPANY
January 8, 2018 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
April 13, 2012 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 4, 2011 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
June 22, 1994 - May 10, 1995
IDS LIFE INSURANCE COMPANY
June 22, 1994 - May 10, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
September 17, 1993 - April 13, 1994
IDS LIFE INSURANCE COMPANY
September 17, 1993 - April 13, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/8/2024
General Securities Representative ExaminationSeries 82TO
Date: 1/8/2024
Limited Representative-Private Securities OfferingsCurrent Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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