Justin A. Richards

MONDRIAN INVESTMENT PARTNERS (U.S.)

Radnor, PA 19087

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CRD#: 2386873

Professional summary

Justin Alexander Richards is a registered financial advisor currently at MONDRIAN INVESTMENT PARTNERS (U.S.), INC. located in Radnor, Pennsylvania.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Justin has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1:Mondrian Investment Partners, Investment Related, Registered Investment Advisor; Investment Manager, Philadelphia, PA, Senior Vice President, Client Services, Rothko, Began 02/2000, 200 Hours Per Month, All During Trading Hours 2:Rothko Investment Strategies, Investment Related, Investment Division of Mondrian, Philadelphia, PA, Senior Vice President, Client Services, Began 02/2000, 200 Hours Per Month, All During Trading Hours 3: The Shipley School, Bryn Mawr, PA, Investment Related, start date 1/1/2017, Board of Trustees. School Board member. Sit on he investment committee, which overseas the school endowment. The endowment is managed day-to-day by an OCIO which has full discretion on investment decisions, 5 hours per month with 0 during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Alexander Richards's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2006 - Present

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

Office #1: 201 King Of Prussia Road Suite 620, Radnor, PA 19087

RIA

CRD#: 132427

Radnor, PA

Past

December 20, 2018 - February 2, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Radnor, PA

Past

April 25, 2000 - September 30, 2004

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/7/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/20/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

ATLANTIC VALUE PARTNERS(US),INC | ROTHKO INVESTMENT STRATEGIES | MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

CRD#: 132427 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/15/2004 Approved)

Texas

Registered Investment Advisory firm - (4/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

201 King Of Prussia Road Suite 620, Radnor, PA 19087

Mailing Address

Phone number

(215) 825-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin A. Richards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Alexander Richards's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

FORESIDE FUND SERVICES, LLC

DELAWARE DISTRIBUTORS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/2019

Series 65

Date: 4/7/2006

Series 7TO

Date: 12/20/2018

SIE

Date: 12/3/2018

Series 7

Date: 8/17/2001

Series 6

Date: 4/24/2000

Current Firm

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

Contact information

Documents

Red Flags

Company Information

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

TRUST BUT VERIFY

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