Charles T. Sober

AFT, FORSYTH AND COMPANY

VALRICO, FL 33596

Some features on this profile are disabled

CRD#: 2386723

Professional summary

Charles Townsend Sober JR, who also goes by Chuck Sober, is a registered financial advisor currently at AFT, FORSYTH AND COMPANY, INC. located in Valrico, Florida and AFT, FORSYTH & SOBER, LLC located in Valrico, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Sober

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

U. S. EPPERSON UNDERWRITING COMPANY; NON-INVESTMENT RELATED; VALRICO, FL; INSURANCE UNDERWRITING; BOARD MEMBER/ENTERPRISE RISK MANAGEMENT COMMITTEE; 10/01/2014; 5-10 HRS/MO DURING NON BUSINESS OPERATIONS; 6 HRS/QTR DURING TRADING HOURS; DUTIES ARE BOARD MEMBER - ATTEND ANNUAL, SEMI-ANNUAL, QUARTERLY AND SPECIAL BOARD MEETINGS AS DETERMINED BY THE BOARD OF DIRECTORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Townsend Sober JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2011 - Present

AFT, FORSYTH AND COMPANY, INC.

Office #1: 4355 Lynx Paw Trail, Valrico, FL 33596

RIA

CRD#: 137404

VALRICO, FL

Current

August 10, 2012 - Present

AFT, FORSYTH & SOBER, LLC

Office #1: 4355 Lynx Paw Trail, Valrico, FL 33596

RIA

CRD#: 162858

Valrico, FL

Past

September 7, 1993 - March 13, 1995

NATIONSSECURITIES

CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFT, FORSYTH & SOBER, LLC

CRD#: 162858 / SEC#: 801-76925

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1993

General Securities Representative Examination

Current Firm

AFT, FORSYTH & SOBER, LLC

CRD#: 162858 / SEC#: 801-76925

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4355 Lynx Paw Trail, Valrico, FL 33596

Mailing Address

Phone number

(813) 684-9218

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFS 2025 ANNUAL AMENDED FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 323,513,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gustavo Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Brandon, FL

Lee Gorgas

CHARLES SCHWAB & CO., INC.

IAR

Tampa, FL

Anita Cepeda

MORGAN STANLEY

Tampa, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles T. Sober

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Townsend Sober JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFT, FORSYTH AND COMPANY, INC.

AFT, FORSYTH & SOBER, LLC

NATIONSSECURITIES

Primary Firm SEC Registration

AFT, FORSYTH & SOBER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2011

Series 63

Date: 9/16/1993

Series 7

Date: 9/3/1993

Current Firm

AFT, FORSYTH & SOBER, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFT, FORSYTH & SOBER, LLC

TRUST BUT VERIFY

Similar Advisors