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ES

Eric J. Solash

ALVAREZ & MARSAL SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2385543
ES

Professional summary


Eric Jason Solash is a registered financial professional currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric Jason Solash's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 5, 2024 - Present

ALVAREZ & MARSAL SECURITIES, LLC

Office #1: 600 Madison Ave 8th Floor, New York, NY, 10022
BD
CRD#: 127858
New York, NY
Past

November 20, 2023 - November 18, 2024

ARCADIA SECURITIES, LLC

BD
CRD#: 44656
New York, NY
Past

March 12, 2008 - March 20, 2013

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY
Past

July 8, 1998 - October 1, 1998

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

December 3, 1997 - June 19, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

October 5, 1994 - June 19, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 1, 1993 - December 12, 1994

PARAMOUNT BIOCAPITAL, INC.

BD
CRD#: 29795
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/21/2025)
RR
California
(4/21/2025)
RR
Connecticut
(4/21/2025)
RR
Illinois
(4/21/2025)
RR
Maryland
(3/31/2025)
RR
Nevada
(4/21/2025)
RR
New York
(12/5/2024)
RR
North Carolina
(2/28/2025)
RR
Texas
(4/21/2025)
RR
Virginia
(4/9/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/18/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


A&
ALVAREZ & MARSAL SECURITIES, LLC
ALVAREZ & MARSAL SECURITIES, LLC

CRD#: 127858 / SEC#: , 8-66055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
600 Madison Ave 8th Floor, New York, NY, 10022
Mailing Address
600 Madison Ave 8th Floor, New York, NY, 10022
Phone number
(212) 759-4433
Established
Delaware since 09/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ALVAREZ & MARSAL NORTH AMERICA, LLCOWNER
VARUGHESE, GEORGEPRESIDENT/ CHIEF EXECUTIVE OFFICER1070353
WINTERS, KEITH ANTHONYCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/FINOP3126316

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALVAREZ & MARSAL SECURITIES, LLC

CRD#: 127858New York, NY 10022

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