Jared R. Larson
Professional summary
Jared R Larson, who also goes by Jared Randal Larson, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Lehi, Utah.
Jared is registered as a RR (Registered Representative) and started their career in finance in 1993. Jared has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jared R Larson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3600 N Outlet Parkway Suite 400, Lehi, UT 84043-7365August 3, 2007 - April 11, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 11, 2007 - April 11, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 25, 2005 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
July 25, 2005 - April 3, 2007
STRATEGIC ADVISERS LLC
September 25, 2000 - April 3, 2007
FIDELITY BROKERAGE SERVICES LLC
July 30, 1997 - September 25, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
September 9, 1993 - July 30, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2013)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
