George S. Themelis

DRIVEWEALTH

New York, NY 10005

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CRD#: 2385346

Professional summary

George Spyros Themelis, who also goes by George Spyros Themelis Jr, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 1994. George has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George Spyros Themelis Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Spyros Themelis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2024 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY 10005

CRD#: 165429

New York, NY

Past

October 27, 2017 - May 10, 2024

COWEN AND COMPANY

CRD#: 7616

Garden City, NY

Past

January 24, 2007 - July 21, 2020

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NY, NY

Past

January 8, 2003 - January 23, 2007

B-TRADE SERVICES LLC

CRD#: 41262

NEW YORK, NY

Past

February 2, 1998 - December 9, 2002

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

October 23, 1997 - October 23, 1997

NASH, WEISS & CO.

CRD#: 6470

JERSEY CITY, NJ

Past

October 23, 1997 - February 2, 1998

NASH, WEISS & CO.

CRD#: 42967

JERSEY CITY, NJ

Past

October 11, 1994 - October 24, 1997

GOLDIS FINANCIAL GROUP, INC.

CRD#: 16444

GARDEN CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/10/2024)

Exams

State Security Law Exam

Series 63

Date: 10/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/3/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: , 8-69161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS, INC.	SOLE MEMBER
BLANGIARDO, ALESSIO	FINANCIAL & OPERATIONS PRINCIPAL	5600541
ILARIO, ANTHONY	COO	2262100
LAMKE, JAMES DANIEL	CHIEF COMPLIANCE OFFICER	1418047
PALAPARTHI, VENU MADHAV	CHIEF EXECUTIVE OFFICER	2437777
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George S. Themelis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Spyros Themelis's CRS (Customer Relationship Summary).

Certified licenses

Experience

COWEN AND COMPANY

COWEN EXECUTION SERVICES LLC

B-TRADE SERVICES LLC

APEX CLEARING CORPORATION

NASH, WEISS & CO.

NASH, WEISS & CO.

GOLDIS FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/3/1999

Series 7

Date: 10/10/1994

Series 24

Date: 7/30/2008

FINRA

Current Firm

DRIVEWEALTH, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRIVEWEALTH, LLC

TRUST BUT VERIFY

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