Dennis Michael Azary
Professional Summary
Dennis Michael Azary is a registered financial advisor currently at BALLAST ROCK CAPITAL LLC located in Charleston, South Carolina. Dennis is registered as a RR (Registered Representative) and started their career in finance in 1993. Dennis has worked at 28 firms and has passed the Series 63, Series 65, Series 79TO, Series 52TO, Series 82TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 53, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
BALLAST ROCK CAPITAL LLC
Contact Information
Main Address
460 King Street Suite 200, Charleston, SC 29403Mailing Address
460 King Street Suite 200, Charleston, SC 29403Phone Number
(516) 998-5322Established
Delaware since 05/05/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2026)
(10/5/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2005Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dennis Michael Azary's CRS (Customer Relationship Summary).
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