David T. Dearmey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Dearmey was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 5 firms and has passed the SIE, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - June 29, 2017
XAMBALA CAPITAL, LLC
April 6, 2011 - August 7, 2012
SUN TRADING EXECUTION SERVICES, LLC
June 13, 2005 - January 2, 2015
HRT EXECUTION SERVICES LLC
July 30, 2001 - June 28, 2005
PAX CLEARING CORPORATION
March 6, 1997 - July 30, 2001
A.B. FINANCIAL L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
XAMBALA CAPITAL, LLC
CRD#: 158871 / SEC#: , 8-68933
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
