TH
Thomas H. Herlong
EAGLE STRATEGIES LLC
JOHNSTON, SC 29832
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CRD#: 2383728
TH
Professional summary
Thomas Holmes Herlong SR is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Johnston, South Carolina and NYLIFE SECURITIES LLC located in Johnston, South Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Harmony United Methodist Church; Chairman of Finance Committee; 471 Lee St, Johnston, SC 29832; Start Date: 10/2002; Role/Title: Director; Not investment related; 4 hours per month] [Piedmont Technical College; Chairman of Planned Giving Committee; 620 Emerald Rd N, Greenwood, SC 29646; Start Date: 10/2002; Role/Title: Director; Not investment related; 2-3 hours per month] [Herlong Farms; Family farm - cattle farm; 116 Bouknight Rd, Johnston, SC 29832; Start Date: 10/2002; Role/Title: Partner; Not investment related; 6 hours per month] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 424 Calhoun Street, Johnston, SC 29832 and 2210 Woodside Executive Park, Aiken, SC 29803; Start Date 11/2015; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF THE HERLONG FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: JOHNSTON, SC; START DATE: 01/2023] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave., New York, NY 10010; Start Date 05/2002; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Aiken Symphony Orchestra; Board Member to participate as a voluntary member of the board to promote support and attendance of the symphony concerts in Aiken SC.; 262 Eastgate Dr., Aiken, SC 29803; Start Date 10/2018; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours][Ridge Healthcare Foundation; Supports services and needs of patients in the Edgefield County Hospital and also provides some scholarships for local students pursuing medical education; Hwy 25 Bypass, Edgefiled, SC 29824; Start Date 09/2017; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; board duties]
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Holmes Herlong SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2011 - Present
EAGLE STRATEGIES LLC
Office #1: 424 Calhoun Street, Johnston, SC 29832RIA
CRD#: 110826
JOHNSTON, SC
Current
September 17, 1993 - Present
NYLIFE SECURITIES LLC
Office #1: 424 Calhoun Street, Johnston, SC 29832BD
CRD#: 5167
Johnston, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/30/2025)
RR
Florida(5/2/2023)
RR
Georgia(1/31/2014)
RR
Mississippi(9/30/2022)
RR
North Carolina(1/21/1994)
IAR
North Carolina(2/16/2011)
RR
Pennsylvania(7/10/2023)
RR
South Carolina(10/1/1993)
IAR
South Carolina(2/11/2011)
RR
Texas(5/10/2024)
RR
Wisconsin(7/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
