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Michael E Papsidero Jr

CRD# 2383580·Registered 1993 - 2018
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael E Papsidero JR, who also goes by Michael Papsidero Jr, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1993 - 2018. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 62, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Papsidero Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Fort Lauderdale, FL
September 20, 2016 - September 4, 2018
OMEGA RESEARCH CORPORATION·CRD# 43068
BD
Plantation, FL
May 4, 2004 - August 29, 2005
TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Plantation, FL
May 2, 2003 - September 16, 2015
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
November 20, 1998 - October 16, 2001
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
December 9, 1997 - September 9, 1998
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
January 10, 1994 - August 18, 1997
BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
August 16, 1993 - January 1, 1994

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Current Firm

GW
GAR WOOD SECURITIES, LLC

GAR WOOD SECURITIES, LLC

CRD#: 138033 / SEC#: 8-67143
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Mailing Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Phone Number

(312) 566-0741

Established

Delaware since 02/20/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GERECKE, DENNIS ROBERTCLASS A MEMBER, EVP, COO, ROSFP1856554
JERSEY, ROBERT STANTONCEO, CLASS A MEMBER, SOLE MGR.1592359
ROETTGER, ANDREWCLASS B MEMBER7427489
JERSEY, RICHARD ANDREWCLASS B MEMBER8002945
DEGOOD, BRET ANTHONYCHIEF FINANCIAL OFFICER7967462
GANTAR, CRAIG MICHAELCLASS B MEMBER, SVP, SALES MANAGER3238628
GOUWENS, SHERRY LEECLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER4458617
JERSEY, ROBERT COLEMANCLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR5870086
TATTAS, MICHAEL CARLCLASS B MEMBER, CHIEF COMPLIANCE OFFICER4386824

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2003About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 1999

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 1993

Series 4 — Registered Options Principal Examination

Passed May 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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