William B. Cote

SHAREHOLDERS SERVICE GROUP

San Diego, CA 92131

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CRD#: 2383368

Professional summary

William Bruce Cote is a registered financial professional currently at SHAREHOLDERS SERVICE GROUP, LLC located in San Diego, California and ALTRUIST FINANCIAL LLC located in San Diego, California.

William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Bruce Cote's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2006 - Present

SHAREHOLDERS SERVICE GROUP, LLC

Office #1: 9845 Erma Road Ste 312, San Diego, CA 92131Office #2: 9845 Erma Road Suite 312, San Diego, CA 92131

CRD#: 125226

San Diego, CA

Current

October 22, 2024 - Present

ALTRUIST FINANCIAL LLC

Office #1: 9845 Erma Road Ste 312, San Diego, CA 92131

CRD#: 299274

SAN DIEGO, CA

Past

May 20, 1998 - September 9, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 13, 1995 - May 17, 1998

JACK WHITE & COMPANY, INC.

CRD#: 7645

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/1/2006)

Exams

State Security Law Exam

Series 63

Date: 6/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALTRUIST FINANCIAL LLC

ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

3030 S La Cienega Blvd, Culver City, CA 90232

Mailing Address

3030 S La Cienega Blvd, Culver City, CA 90232

Phone number

(888) 510-4660

Established

Delaware since 10/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALTRUIST CORP	MEMBER
BAHADORI, MAZI [NMN]	CEO AND CCO	5749453
GERINGER, JASON	FINOP	5781274
JUNKER, DAVID J	SENIOR DIRECTOR OF CLEARING OPERATIONS (POO)	6073985
MENNOW, ROBERT ALLISON	HEAD OF ADVISOR OPERATIONS	3070390
WARNER, WESLEY DEE	SENIOR DIRECTOR OF ADVISOR OPERATIONS	5584384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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William B. Cote

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Bruce Cote's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTRUIST FINANCIAL LLC

LPL FINANCIAL LLC

JACK WHITE & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/14/1994

Series 24

Date: 12/20/1995

FINRA

Current Firm

ALTRUIST FINANCIAL LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALTRUIST FINANCIAL LLC

TRUST BUT VERIFY

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