Paul A. Nowak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Albert Nowak was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2015 - November 4, 2025
CRONUS PARTNERS LLC
November 21, 2011 - September 2, 2015
B. RILEY WEALTH MANAGEMENT
December 1, 2009 - November 23, 2011
MADISON WILLIAMS AND COMPANY
May 13, 2004 - December 16, 2009
SANDERS MORRIS LLC
December 12, 2003 - August 30, 2004
CREST EVERGREEN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CRONUS PARTNERS LLC
CRD#: 133392 / SEC#: , 8-66721
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
