Keith J. Burgess

KESTRA ADVISORY SERVICES

Bethesda, MD 20817

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CRD#: 2382968

Professional summary

Keith John Burgess is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bethesda, Maryland.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Keith has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BUSINESS NAME: BURGESS PROPERTIES, LLC | OWNER: SELF, RELATIONSHIP: , CLIENT OF NFPSI: FALSE, PERCENTAGE OF OWNERSHIP : 100, | HOURS PER MONTH: 20 | NATURE OF BUSINESS: REAL ESTATE |START DATE: 01/01/1998 2) Purple Pandas | | HOURS PER MONTH 6 | NATURE OF BUSINESS : OTHER - SOCCER COACH - DAUGHTER'S 10-YEAR OLD SOCCER TEAM | START DATE: 4/1/2019 12:00:00 AM +00:00

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith John Burgess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 6500 Rock Spring Drive Suite 410, Bethesda, MD 20817

RIA

CRD#: 283330

Bethesda, MD

Past

April 13, 2012 - April 23, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BETHESDA, MD

Past

August 30, 2010 - April 23, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BETHESDA, MD

Past

April 8, 2010 - August 31, 2010

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

MERIDEN, CT

Past

March 25, 2010 - August 31, 2010

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

May 15, 2002 - January 30, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 28, 2000 - May 8, 2002

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BETHESDA, MD

Past

April 21, 1994 - May 8, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 16, 1993 - February 23, 1994

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/7/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith J. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith John Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2021

Series 66

Date: 4/7/2010

Series 63

Date: 9/2/1993

SIE

Date: 4/23/2015

Series 7

Date: 3/2/2010

Series 6

Date: 12/15/1993

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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