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Robert Douglas Williams

Robert D. Williams

STRATEGIC ADVISERS LLC | Financial Consultant
NAPA, CA
Some features on this profile are disabled
CRD#: 2382758
Robert Douglas Williams

Professional summary

Robert Douglas Williams, who also goes by Doug Williams, R. Douglas Williams, Robert D Williams, Robert Douglas Williams, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Napa, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

I have been a part of the financial services industry for more than a decade. My focus is on clients' goals and concerns, offering them a goals-based wealth planning process, global resources and up to the moment Web technology to complement my ability to help my clients pursue the financial lifestyle that is most meaningful to them.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Doug Williams | R. Douglas Williams | Robert D Williams | Robert Douglas Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Roanoke College

Bachelor of Arts (BA) - Urban Studies

1989

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939
RIA
CRD#: 104555
NAPA, CA
Current

May 18, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939
BD
CRD#: 7784
Larkspur, CA
Past

June 15, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LARKSPUR, CA
Past

November 26, 2018 - December 31, 2020

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
NAPA, CA
Past

November 26, 2018 - December 31, 2020

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
NAPA, CA
Past

October 3, 2014 - April 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN RAFAEL, CA
Past

October 3, 2014 - April 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN RAFAEL, CA
Past

May 3, 2011 - October 22, 2013

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

May 2, 2011 - October 22, 2013

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

August 19, 2009 - May 9, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

July 23, 2009 - May 9, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 6, 1993 - April 29, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

August 6, 1993 - April 29, 1994

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/13/2021)
RR
California
(5/18/2021)
IAR
California
(3/31/2025)
RR
Colorado
(8/13/2021)
RR
Florida
(8/13/2021)
RR
Hawaii
(8/13/2021)
RR
Idaho
(8/13/2021)
RR
Illinois
(8/13/2021)
RR
Maine
(2/10/2022)
RR
Maryland
(7/8/2022)
RR
Massachusetts
(8/13/2021)
RR
Nevada
(8/13/2021)
RR
New Jersey
(8/13/2021)
RR
New York
(3/25/2023)
RR
North Carolina
(8/13/2021)
RR
Pennsylvania
(8/13/2021)
RR
Tennessee
(8/13/2021)
RR
Texas
(3/25/2023)
IAR
Texas
(3/31/2025)
RR
Utah
(3/1/2024)
RR
Vermont
(8/16/2023)
RR
Virginia
(8/16/2023)
RR
Washington
(8/13/2021)
RR
Wyoming
(11/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/18/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/5/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Napa, CA

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Contact information

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