Darren J. Parsons

MOOMOO FINANCIAL

JERSEY CITY, NJ 07311

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CRD#: 2382680

Professional summary

Darren James Parsons is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.

Darren is registered as a RR (Registered Representative) and started their career in finance in 2005. Darren has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren James Parsons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2022 - Present

MOOMOO FINANCIAL INC.

Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

CRD#: 283078

JERSEY CITY, NJ

Past

April 23, 2021 - April 7, 2022

ALPACA SECURITIES LLC

CRD#: 288202

NEW YORK, NY

Past

December 11, 2019 - April 20, 2021

AXOS INVEST LLC

CRD#: 172393

LAS VEGAS, NV

Past

May 13, 2013 - April 20, 2021

AXOS CLEARING LLC

CRD#: 117176

OMAHA, NE

Past

April 20, 2005 - December 11, 2012

TD AMERITRADE CLEARING, INC.

CRD#: 5633

BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/11/2024)

Exams

State Security Law Exam

Series 63

Date: 4/26/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 8/22/2009

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MOOMOO FINANCIAL INC.

FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC

CRD#: 283078 / SEC#: , 8-69739

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Mailing Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Phone number

(650) 798-5700

Established

Delaware since 12/17/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FUTU US INC	SHAREHOLDER
CHAN, WING KEI	MANAGING DIRECTOR	6616753
DU, SHUANG	HEAD OF US OPERATIONS	5005050
MCDONALD, NEIL ANTHONY	CEO	1764574
PALMER, NATHAN TYLER	PRESIDENT	5805173
PARSONS, DARREN JAMES	CHIEF OPERATIONS OFFICER	2382680
SHARMA, VICKRAMJIT	CHIEF LEGAL OFFICER	7186502
SHEN, QIUFANG	HEAD OF FINANCE	3158926
STIFELMAN, GLEN ROBERT	CHIEF COMPLIANCE OFFICER	1699013

Disclosures

Regulatory Event	1
Arbitration	2

Red Flags

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Darren J. Parsons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren James Parsons's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPACA SECURITIES LLC

AXOS INVEST LLC

AXOS CLEARING LLC

TD AMERITRADE CLEARING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2005

Series 27

Date: 8/22/2009

Series 24

Date: 12/30/2005

FINRA

Current Firm

MOOMOO FINANCIAL INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MOOMOO FINANCIAL INC.

TRUST BUT VERIFY

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