Jeffrey M. Cullen

PARALEL DISTRIBUTORS

New York, NY 10022

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CRD#: 2382424

Professional summary

Jeffrey Michael Cullen is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 9 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 6, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Cullen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2022 - Present

PARALEL DISTRIBUTORS

Office #1: 645 Fifth Avenue Suite 1201, New York, NY 10022

CRD#: 316115

New York, NY

Past

July 7, 2016 - September 30, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

November 4, 2009 - February 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

May 12, 2009 - February 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

September 23, 2005 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

September 22, 2005 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 10, 2005 - August 18, 2005

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

BOSTON, MA

Past

April 1, 1999 - August 18, 2005

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 6, 1998 - February 4, 1999

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

February 10, 1997 - September 25, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

December 19, 1996 - January 30, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

November 21, 1994 - September 17, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/2/2022)

Alaska
(10/2/2022)

Arizona
(10/2/2022)

Arkansas
(10/2/2022)

California
(10/2/2022)

Colorado
(10/2/2022)

Connecticut
(10/2/2022)

Delaware
(10/2/2022)

District of Columbia
(10/2/2022)

Florida
(10/2/2022)

Georgia
(10/2/2022)

Hawaii
(10/2/2022)

Idaho
(10/2/2022)

Illinois
(10/2/2022)

Indiana
(10/2/2022)

Iowa
(10/2/2022)

Kansas
(10/2/2022)

Kentucky
(10/2/2022)

Louisiana
(10/2/2022)

Maine
(10/2/2022)

Maryland
(10/2/2022)

Massachusetts
(10/2/2022)

Michigan
(10/2/2022)

Minnesota
(10/2/2022)

Mississippi
(10/2/2022)

Missouri
(10/2/2022)

Montana
(10/2/2022)

Nebraska
(10/2/2022)

Nevada
(10/2/2022)

New Hampshire
(10/2/2022)

New Jersey
(10/2/2022)

New Mexico
(10/2/2022)

New York
(10/2/2022)

North Carolina
(10/2/2022)

North Dakota
(10/2/2022)

Ohio
(10/4/2022)

Oklahoma
(10/2/2022)

Oregon
(10/2/2022)

Pennsylvania
(10/2/2022)

Puerto Rico
(10/2/2022)

Rhode Island
(10/2/2022)

South Carolina
(10/2/2022)

South Dakota
(10/2/2022)

Tennessee
(10/2/2022)

Texas
(10/2/2022)

Utah
(10/2/2022)

Vermont
(10/2/2022)

Virgin Islands
(10/5/2022)

Virginia
(10/2/2022)

Washington
(10/2/2022)

West Virginia
(10/2/2022)

Wisconsin
(10/2/2022)

Wyoming
(10/2/2022)

Exams

State Security Law Exam

Series 63

Date: 8/1/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/27/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/2/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/7/2016

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/28/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARALEL DISTRIBUTORS

PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1700 Broadway Suite 1850, Denver, CO 80290

Mailing Address

1700 Broadway Suite 1850, Denver, CO 80290

Phone number

(303) 378-0364

Established

Delaware since 06/21/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PARALEL TECHNOLOGIES, LLC	DIRECT OWNER
MAY, JEREMY OPPEGARD	CEO/FOUNDER	2744563
SWENSON, BRADLEY JOHN	PRESIDENT/CCO/FINOP	2666663

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey M. Cullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Cullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

AMUNDI DISTRIBUTOR US, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2016

Series 66

Date: 5/27/2005

Series 65

Date: 7/2/1999

Series 7TO

Date: 2/26/2019

SIE

Date: 10/1/2018

Series 6

Date: 7/7/2016

Series 7

Date: 11/18/1994

Series 51

Date: 1/28/2005

Series 24

Date: 12/31/2004

FINRA

Current Firm

PARALEL DISTRIBUTORS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PARALEL DISTRIBUTORS

TRUST BUT VERIFY

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