George Alexander Brown Hendrickson
Professional Summary
George Alexander Brown Hendrickson, who also goes by Alex Hendrickson, is a registered financial advisor currently at NATALLIANCE SECURITIES, LLC located in Delray Beach, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Hendrickson
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
NATALLIANCE INVESTMENT BANKING | SINEX SECURITIES, LLC. | NATIONAL ALLIANCE SECURITIES, LLC | NATIONAL ALLIANCE SECURITIES CORPORATION | NATIONAL ALLIANCE CAPITAL, LLC | NATALLIANCE SECURITIES, LLC | NATALLIANCE SECURITIES
Contact Information
Main Address
3101 Bee Cave Rd Suite 800, Austin, TX 78701Mailing Address
3101 Bee Cave Rd Suite 270, Austin, TX 78746Phone Number
(512) 609-1700Established
Delaware since 12/31/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | — |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
Regulatory Event
8Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
(1/9/2019)
(2/4/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(1/9/2019)
(8/20/2024)
(1/9/2019)
(1/9/2019)
(12/3/2019)
(1/9/2019)
(1/22/2019)
(1/9/2019)
(1/9/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view George Alexander Brown Hendrickson's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC