GH
George A. Hendrickson
NATALLIANCE SECURITIES
Delray Beach, FL 33444
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CRD#: 2382347
GH
Professional summary
George Alexander Brown Hendrickson, who also goes by Alex Hendrickson, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Delray Beach, Florida.
George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alex Hendrickson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view George Alexander Brown Hendrickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2019 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 301 W. Atlantic Ave, Ste 0-8, Delray Beach, FL 33444BD
CRD#: 39455
Delray Beach, FL
Past
December 16, 2008 - February 25, 2019
AURIGA USA, LLC
BD
CRD#: 121731
NEW YORK, NY
Past
February 6, 2003 - November 13, 2008
TERWIN CAPITAL, LLC
BD
CRD#: 122463
NEW YORK, NY
Past
October 16, 2000 - August 30, 2002
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 12, 1996 - October 16, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
February 14, 1996 - August 15, 1996
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2019)
RR
Alaska(2/4/2019)
RR
Arkansas(1/9/2019)
RR
California(1/9/2019)
RR
Colorado(1/9/2019)
RR
Connecticut(1/9/2019)
RR
District of Columbia(1/9/2019)
RR
Florida(1/9/2019)
RR
Georgia(1/9/2019)
RR
Illinois(1/9/2019)
RR
Indiana(1/9/2019)
RR
Iowa(1/9/2019)
RR
Kansas(1/9/2019)
RR
Louisiana(1/9/2019)
RR
Maryland(1/9/2019)
RR
Massachusetts(1/9/2019)
RR
Michigan(1/9/2019)
RR
Minnesota(1/9/2019)
RR
Mississippi(1/9/2019)
RR
Missouri(1/9/2019)
RR
New Jersey(1/9/2019)
RR
New York(1/9/2019)
RR
North Carolina(1/9/2019)
RR
Ohio(1/9/2019)
RR
Oklahoma(8/20/2024)
RR
Oregon(1/9/2019)
RR
Pennsylvania(1/9/2019)
RR
Texas(12/3/2019)
RR
Utah(1/9/2019)
RR
Virginia(1/22/2019)
RR
Washington(1/9/2019)
RR
Wisconsin(1/9/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATALLIANCE SECURITIES, LLC
NATALLIANCE INVESTMENT BANKING | SINEX SECURITIES, LLC. | NATIONAL ALLIANCE SECURITIES, LLC | NATIONAL ALLIANCE SECURITIES CORPORATION | NATIONAL ALLIANCE CAPITAL, LLC | NATALLIANCE SECURITIES, LLC | NATALLIANCE SECURITIES
CRD#: 39455 / SEC#: , 8-48723
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
3101 Bee Cave Rd Suite 800, Austin, TX 78701
Mailing Address
3101 Bee Cave Rd Suite 270, Austin, TX 78746
Phone number
(512) 609-1700
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATALLIANCE SECURITIES, LLC
CRD#: 39455Delray Beach, FL 33444TRUST BUT VERIFY
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