Elizabeth A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Jones, who also goes by Elizabeth A Jones, Liz Jones, Elizabeth Ann Weishaar, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1993. Elizabeth had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62, Series 6, Series 10, Series 9, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2014 - May 18, 2015
SCOTTRADE INVESTMENT MANAGEMENT
September 9, 2013 - May 7, 2015
SCOTTRADE, INC.
June 28, 2012 - July 23, 2013
EDWARD JONES
June 28, 2012 - July 23, 2013
EDWARD JONES
January 30, 2009 - May 9, 2012
U.S. BANCORP INVESTMENTS, INC.
February 26, 2007 - May 9, 2012
U.S. BANCORP INVESTMENTS, INC.
May 4, 2005 - February 22, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 4, 2005 - February 22, 2007
MSI FINANCIAL SERVICES, INC.
November 3, 2004 - November 3, 2004
WALNUT STREET SECURITIES, INC.
November 3, 2004 - August 8, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
January 11, 2000 - May 11, 2004
FFP SECURITIES, INC.
July 25, 1994 - January 12, 2000
CNL, INC.
August 11, 1993 - June 22, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/11/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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